We are dedicated compliance specialists covering all FSA Regulated firms and individuals.
This includes IFAs, Mortgage Brokers, General Insurance Brokers, Multi tied and whole of market intermediaries and Networks.

No, our client firms currently range from Worthing on the south coast, up to Edinburgh. We are happy to travel as necessary and we make use of the latest technology to maximise efficiency.

As we've said elsewhere, we believe in developing a good relationship with our clients. So, wherever possible you will deal with the same lead consultant. We also like to develop secondary contacts to cover events like holidays or specialist functions.

That's very difficult to answer definitively as it of course very much depends on the nature of the service provided and the length of time involved. We know however that our rates are competitive and we certainly understand the need to provide good value for money.
Typically, we charge an hourly or daily rate for one off jobs. This is substantially discounted for repeating or contracted work. We're very happy to discuss your requirements and then indicate a likely cost. We can be more specific on costings once we have had a chance to have a look at your business and gain an understanding of how you work and what needs to be achieved.

Yes we can - but you need to be aware of your own responsibilities as senior managers, for running your own firm. Those cannot be delegated. You will need to respond to our reports and take them into account at your regular management meetings and you will need to be able to demonstrate to FSA that you have done so.

That's not our style. Whilst 'compliance' isn't voluntary or optional - and we believe that professional firms very much understand that - we never lose sight of the fact that your sales operation is the lifeblood of your firm. Without that, you simply have no business.

Yes, and we're happy to do so. A satisfied client is our best advert and the majority of our new clients come from personal recommendation.